Enforcement Actions

Click on a table heading to sort on that column. Enter search terms in the "show records containing:" box to see only those records with the requested terms. Click the "alleged violation" for a scanned pdf in each matter, or on the "status" for a scanned pdf of the settlement, disposition agreement or civil penalty assessment. For more information about the laws regarding each violation, see our Laws and Regulations page. Click HERE for Glossary of Terms.

Name Report Year Report Alleged Violation Notice Date Status Date
Glenn LaFave 2011 Public Officers Law §74(3)(d) Settled 6/30/2014
David N. Ellenhorn 2013 19 NYCRR Part 930.6 Settled 7/23/2014
YL Management, LLC 2010 Client Semi-Annual Report Legislative Law 1-A §1-j Substantial Basis Investigative Report | and Additional documentation 6/14/2014
Community Redemption Center 2010 and 2012 Client Semi-Annual Report Legislative Law 1-A §1-j Substantial Basis Investigative Report | and Additional documentation 6/14/2014
Blackboard, Inc. 2010 Client Semi-Annual Report Legislative Law 1-A §1-j Substantial Basis Investigative Report | Additional documentation 5/28/2014
Rotate Black, Inc. 2010 Client Semi-Annual Report Legislative Law 1-A §1-j Substantial Basis Investigative Report | Additional documentation 5/28/2014
Ronald Edelstein 2010 Client Semi-Annual Report Legislative Law 1-A §1-j Substantial Basis Investigative Report | Additional documentation | Settled 8/04/2014
John Sieber 2013 Public Officers Law §73(8) Settled 5/12/2014
Michael Partigianoni 2014 Public Officers Law §73(5)(a) Settled 6/12/2014
Antonio Cabrera 2014 Public Officers Law §74(3)(c) Settled 3/13/2014
Mohammad Baalbaki 2014 Public Officers Law §74(3)(d) Settled 3/13/2014
Mercury Public Affairs 2011-2012 Statements of Registration, Lobbyist Bimonthly Reports, Client Semi-Annual Reports Legislative Law 1-A §§1-e, 1-h(a), 1-j Settled 9/11/2013
Micah Riggs, LLC 2010 July/December Client Semi-Annual Report Legislative Law 1-A §1-j Settled 6/28/2013
S. Helen Daniels 2011 Public Officers Law §73(7)(a) Settled 2/4/2014
Carlos Ortiz Public Officers Law §73(5)(a) Settled 8/14/2013
Joseph Klesin Public Officers Law §73(5)(a) Settled 8/14/2013
Larry Selan Public Officers Law §§73(5)(a) & §74(3)(d)(f) & (h) Settled 1/27/2014
Steven Blaney Public Officers Law §74(3)(d) Settled 8/14/2013
National Grid Legislative Law §1-A Settled 6/25/2013
Ralph Lorigo 2010 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
7/3/2013 FDS Filed 7/13/2013
Dan Isaacs 2010 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
7/3/2013 FDS Filed 7/17/2013
Dr. Yasha Yi Public Officers Law §73(15) Settled 5/30/2013
King Cleaning Association Legislative Law 1-A Settled 6/12/2013
Inner City Development, LLC Legislative Law 1-A Settled 5/28/2013
Black Agency Executives Legislative Law 1-A Settled 6/13/2013
Private Attorney Defense Services, Inc. 2010 2010 January/June Client Semi-Annual Report Legislative Law 1-A §1-j Settled 5/15/2013
Mario Guerra Public Officers Law §74(3)(f) Settled 4/16/2013
Assembly Member Vito Lopez Public Officers Law §§74(3)(d), (f), and (h) Legislative Ethics Commission's Disposition and Notice of Civil Assessment

Lopez Substantial Basis Investigation Report

Additional Documentation is Available
2/12/2013
Kenneth Plummer D/B/A Kensworth Consulting 2009 2009 September/October and 2009 November/December Bimonthly Reports, 2011-2012 Registration and Bimonthly Reports Legislative Law 1-A §1-e and §1-h Settled 12/28/2012
Phusion Projects, LLC 2010 2010 January/June Client Semi-Annual Report Legislative Law 1-A §1-j Settled 12/21/2012
James Ludlam Public Officers Law §73(8)(a)(ii) Settled 12/21/2012
Peter Kiernan Public Officers Law §73(8)(a)(iv) Settled 12/17/2012
Metatomix, Inc. 2010 2010 July/December Client Semi-Annual Report Legislative Law 1-A §1-j Settled 12/04/2012
Imagedoc USA, Inc. 2010 2010 January/June Client Semi-Annual Report Legislative Law 1-A Settled 8/28/2012
NYC Central Labor Council 2010 2010 July/December Client Semi-Annual Report Legislative Law 1-A Settled 8/28/2012
Small Hotel Owners Association, Inc. 2010 2010 July/December Client Semi-Annual Report Legislative Law 1-A Settled 8/28/2012
Manheim Auctions, Inc. 2010 2010 January/June Client Semi-Annual Report and 2010 July/December Client Semi-Annual Report Legislative Law 1-A Settled 8/28/2012
Comverge, Inc. 2010 2010 July/December Client Semi-Annual Report and 2011 January/June Client Semi-Annual Report Legislative Law 1-A Settled 6/26/2012
Atlantis Health Plan 2010 2010 July/December Client Semi-Annual Report Legislative Law 1-A Settled 6/26/2012
360 Brooklyn Investors, LLC 2010 2010 January/June Client Semi-Annual Report Legislative Law 1-A Settled 6/26/2012
Titan Outdoor, LLC 2010 2010 January/June Client Semi-Annual Report, 2010 July/December Client Semi-Annual Report and 2011 January/June Client Semi-Annual Report Legislative Law 1-A Settled 6/26/2012
Liquid Asphalt Distributors Association, Inc., of New York 2010 2010 July/December Client Semi-Annual Report Legislative Law 1-A Settled 6/26/2012
The Leser Group 2010 2010 July/December Client Semi-Annual Report and 2011 January/June Client Semi-Annual Report Legislative Law 1-A Settled 6/26/2012
Govdelivery Inc. 2010 2010 January/June Client Semi-Annual Report Legislative Law 1-A Settled 7/3/2012
Redflex Traffic Systems 2010 2010 January/June Client Semi-Annual Report Legislative Law 1-A Settled 7/3/2012
O'Connor Capital Partners 2010 2010 January/June Client Semi-Annual Report Legislative Law 1-A Settled 7/26/2012
McCarton Foundation 2010 2010 July/December Client Semi-Annual Report Legislative Law 1-A Settled 7/26/2012
NYS Coalition Against Domestic Violence 2010 2010 July/December Client Semi-Annual Report Legislative Law 1-A Settled 7/26/2012
David Wilcox Public Officers Law §§73(8)(a)(i), 73(8)(a)(ii), 73(5)(a), 74(3)(d), 74(3)(h) Settled 6/26/2012
Robin Korherr Public Officers Law §§74(3)(d), (f), and (h) 2/15/2011 Civil Assessment 1/11/2012
John J. O'Connor Public Officers Law § 74(3)(d), (f) and (h)

Additional Documentation is Available
05/11/2011
Clinica Modelo 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/15/2011 Decision and Order 5/25/2013
City of Utica 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Settled 4/14/2011
Community Redemption Center 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Civil Assessment 1/31/2012
Crucible Materials Corporation 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Decision and Order 12/20/2011
Ditma Park Rehab/Care Center 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Settled 4/14/2011
Govdelivery, Inc. 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Settled 4/14/2011
Housing Works, Inc. 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Civil Assessment 1/31/2012
Imagedoc USA 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Settled 1/31/2012
O'Connor Capital Partners 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Settled 4/14/2011
Port Parties, Ltd. 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Settled 4/14/2011
Public Consulting Group 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Settled 4/14/2011
S&L Birchwood, LLC 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Civil Assessment 1/31/2012
Tarrytown Music Hall 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Decision and Order 12/20/2011
Uncle Sam's House, Inc. 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Decision and Order 5/28/2013
YL Management, LLC 2009 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 2/16/2011 Civil Assessment 1/31/2012
Julie Switzer Public Officers Law §73(5)(a) and §§74(3)(d), (f), and (h) 2/15/2011 Settled 2/16/2011
Jared Abbruzzese, as Director of Friends of New York Racing, Inc. Legislative Law §1-m

Decision and Order 12/9/2010
Governor David A. Paterson Public Officers Law §§73(5) and 74(3)(d), (f) and (h)

Additional Documentation is Available
3/03/2010 Civil Assessment
Paid

Hearing Officer's Decision
2/3/2011
Ben Masaitis Public Officers Law §§74(3)(d) and (h) 12/9/2010 Decision 1/11/2012
Excelsior Advocates 2007 Statement of Registration Legislative Law §§1-e and 1-h 12/9/2010 Settled 12/9/2010
Sheinkopf Ltd. 2007 Statement of Registration Legislative Law §1-e and h 8/12/2010 Settled 8/12/2010
Conservation Services Group, Inc. Legislative Law §1-m 6/10/2010 Settled 10/14/2010
Carl Figliola & Associates 2007 Amended Statement of Registration Legislative Law § 1-e(d) 6/10/2010 Settled 6/10/2010
GSDP, LLC 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 6/10/2010 Settled 10/14/2010
Public Consulting Group 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 6/10/2010 Civil Assessment 2/15/2011
Nice Systems Inc. 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 6/10/2010 Settled 8/12/2010
Magnum Real Estate 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 6/10/2010 Settled 8/12/2010
Housing Works, Inc. 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 10/15/2010 Civil Assessment 2/15/2011
Forest View Adult Care Center 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 6/10/2010 Settled 8/12/2010
EG Sales, Inc. 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 6/10/2010
David L. Kempton, Inc. 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 6/10/2010 Civil Assessment 2/15/2011
3rd Avenue Management, LLC 2009 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 6/10/2010 Civil Assessment 2/15/2011
Betty A. Hughes 2008 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
9/15/2009 Civil Assessment 6/10/2010
William J. Lennarz 2008 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
2/9/2010 Civil Assessment 8/12/2010
Robert J. Frey 2008 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
2/9/2010 Civil Assessment 6/10/2010
Jeff T. Casey 2008 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
2/9/2010 Civil Assessment 6/10/2010
Theresa Tiso 2008 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
2/9/2010 Civil Assessment
Paid
6/10/2010
Eugene Mohan 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/28/2007 Civil Assessment
Paid
12/2/2008
Ghassan Samara 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/10/2008 Civil Assessment
No Penalty Assessed
10/22/2009
Walter L. Williams 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
7/17/2007 Civil Assessment 6/19/2008
Eugene Mohan 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/28/2007 Civil Assessment
No Penalty Assessed
10/22/2009
Martin Smith 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
7/5/2007 Civil Assessment 8/5/2008
Gregory A. Zachrich 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
2/2/2008 Civil Assessment
Paid
12/2/2008
Michael Marriott 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/11/2008 Civil Assessment 10/22/2009
Kathryn E. Palomino 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/11/2008 Civil Assessment 10/22/2009
Elin Waring 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/19/2008 Civil Assessment
Paid
10/22/2009
Hernan Makse 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/11/2008 Civil Assessment
Paid
6/12/2009
Jeff T. Casey 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/10/2008 Civil Assessment 8/6/2009
Robert J. Frey 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/28/2007 Civil Assessment
Paid
12/2/2008
John C. Maerz 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/28/2007 Civil Assessment
No Penalty Assessed
12/2/2008
Alan Forrest 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/27/2007 Civil Assessment
Paid
4/28/2009
Roger T. Gray 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
7/6/2007 Civil Assessment
Paid
2/8/2008
John C. Maerz 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/11/2008 Civil Assessment 10/22/2009
Alan Forrest 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
12/10/2008 Civil Assessment 10/22/2009
Angela Hacker 2006 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
9/10/2007 Civil Assessment
Paid
2/8/2008
Valerie Lancaster Beal 2007 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
7/1/2008 Civil Assessment
Paid
10/22/2009
Stuart Chen 2008 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency
4/26/2010 Civil Assessment 8/12/2010
Leslie Koch 2008 Annual Statement of Financial Disclosure Public Officers Law §73-a

Notice of Delinquency

Procedural History
4/08/2010 Civil Assessment
Paid
4/08/2010
Michael Israel §73(5) and §74(3)(d), (f), and (h) 4/08/2010 Settled 4/14/2010
NYS Conf. International Union of Operating Engineers Legislative Law §1-m 2/22/2010 Settled 2/22/2010
Boymelgreen Developers 2008 July/December Client Semi-Annual Legislative Law 1-A §1-j 10/22/2009 Settled 2/22/2010
Nassau-Suffolk Water District Commissioners Assn. 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 10/22/2009 Settled 2/22/2010
Powers & Co. on behalf of BearingPoint, Inc. 2006 Registration Legislative Law §§1-e(a)(4) and 1-h(b)(5)(i) 4/29/2009 Settled 4/8/2010
Powers & Co. on behalf of Lincoln Center for the Performing Arts, Inc. 2007 Registration Legislative Law §§1-e and 1-h 10/22/2009 Settled 4/8/2010
The Correctional Officers & Police Benevolent Association, Inc. Legislative Law §1-m 2/22/2010 Settled 2/22/2010
Buffalo Niagara Association of Realtors, Inc. Legislative Law §1-m 12/10/2009 Settled 2/22/2010
Meyer, Suozzi, English & Klein, P.C. 2007-2008 Registration Legislative Law §1-e and h 2/22/2010 Settled 2/22/2010
ADG-SOHO 2008 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 12/2/2008 Settled 2/4/2009
MMM Group, Inc. 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 12/10/2009 Settled 2/22/2010
Wolf Block Public Strategies on behalf of Food Allergy Initiative 2007 Registration and November/December Bimonthly Report Legislative Law §§1-e and 1-h 4/8/2010 Settled 4/8/2010
Aeralert US, LLC 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Civil Assessment 10/22/2009
Agusta & Ross 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Air Pegasus Heliport, Inc. 2008 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 12/2/2008 Settled 4/28/2009
Amardeep Singh on behalf of the Sikh Coalition, Inc. 2008 November/December Bimonthly Report Legislative Law 1-A §1-h 6/12/2009 Civil Assessment 10/22/2009
Amardeep Singh on behalf of the Sikh Coalition, Inc. 2008 March/April Bimonthly Report Legislative Law 1-A §1-h 10/7/2008 Settled 12/2/2008
Amardeep Singh on behalf of the Sikh Coalition, Inc. 2008 May/June Bimonthly Report Legislative Law 1-A §1-h 10/7/2008 Settled 12/2/2008
American Alternative Fuels 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 12/2/2008
American Recycling Technologies, Inc. 2008 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 12/2/2008 Settled 4/28/2009
Bearing Point 2006 January/June Client Semi-Annual Report Legislative Law 1-A §1-j(b)(5)(i) 4/29/2009 Decision and Order 12/20/2011
Bill Lynch Associates Inc. on behalf of Trustees of Columbia University of NYC 2007 Registration Amendment Legislative Law 1-A §1-e(d) 8/6/2009 Settled 12/10/2009
Bolton St. Johns Inc. on behalf of Medtonic Sofamor Danek, USA, Inc. 2007-2008 Registration Legislative Law 1-A §1-e(a)(4), 1-h(b)(5) 8/6/2009 Settled 10/22/2009
Brady & Co. on behalf of Augustine Parochial Schools 2008 November/December Bimonthly Report Legislative Law 1-A §1-h 6/12/2009 Settled 4/8/2010
Brady & Company on behalf of Work Loss Data Institute 2008 March/April Bimonthly Report Legislative Law 1-A §1-h 10/7/2008 Settled 12/2/2008
Brady & Company on behalf of Work Loss Data Institute 2008 May/June Bimonthly Report Legislative Law 1-A §1-h 10/7/2008 Settled 12/2/2008
Brown, McMahon & Weinraub, LLC on behalf of Women's Bar Association of NY 2005 Registration Legislative Law 1-A §1-e Referred by former Lobbying Commission Settled 10/7/2008
Bruce Sauter Public Officers Law §73(8)(a)(i) 10/22/2009 Settled 8/12/2010
Buley Public Affairs, LLC on behalf of Forrest City Ratner Companies 2004 Registration Amendment Legislative Law 1-A §§1-e Referred by former Lobbying Commission Settled 10/7/2008
Cherokee North Shore 2007 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 12/2/2008
Clifton VanGuilder Public Officers Law §73(5) and 74(3)(d), (f) and (h) 10/22/2009 Settled 8/12/2010
Community Services for Brooklyn, Inc. 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 10/22/2009 Settled 10/14/2010
Cooper Square Hotel, LLC 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 10/22/2009 Civil Assessment
Paid
4/8/2010
CPS 5 LLC 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Democrats for Education Reform 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 10/22/2009 Civil Assessment 4/8/2010
Educational Housing Services 2007 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 10/2/2008
Empire Resorts 2006 July/December Client Semi-Annual Legislative Law 1-A §§1-j Referred by former Lobbying Commission Settled 2/8/2008
Evelyn Rollins Public Officers Law §§73(7)(a) 73(8)(a)(ii) and 73(12) 12/17/2007 Settled 2/4/2008
Greater Rochester Association of Realtors Legislative Law 1-A §1-m 10/22/2009 Settled 12/10/2009
Hallett's Point Development, LLC on behalf of Agusta and Ross 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
IAQ, Inc. 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Ichud Mosdos 2008 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 2/3/2009 Civil Assessment 10/22/2009
Independence Plaza Association LLC/Stellar Management 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 12/2/2008
Independent Beer Distributors of New York 2007 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Civil Assessment 2/3/2009
Independent Beer Wholesalers of NY 2008 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 12/2/2008 Civil Assessment 6/12/2009
Independent Plaza Associates, LLC 2007 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 12/2/2008
James Brunet Public Officers Law §73(8)(a)(i) 10/30/2008 Settled 6/12/2009
Kelly & Roth on behalf of Erie Basin Marine Association 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Knapp Street Developers, LLC 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 12/2/2008
Marie G. Dimicco 2009 Public Officers Law §73(8)(a) 2/18/2009 Settled 5/4/2009
Marsh Wasserman & McHugh, LLC on behalf of Morton Grove Pharmaceuticals 2005 March/April Bimonthly Report Legislative Law 1-A §1-h Referred by former Lobbying Commission Settled 10/7/2008
Michael Tobman on behalf of Older Adults Technology Services 2008 May/June Bimonthly Report Legislative Law 1-A §1-h 10/7/2008 Settled 12/2/2008
Middle Class Home Builders Coalition 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Millennium Partners, Inc. 2007 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
New Sunset Industrial Park LLC 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 10/22/2009 Settled 12/10/2009
New York IKFD, LLC 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Civil Assessment 2/3/2009
New York Staffing Association 2008 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
New York Trial Lawyers Association 2009 Legislative Law 1-A §1-m 8/6/2009 Settled 10/22/2009
Nice Systems, Inc. 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 10/22/2009 Civil Assessment 4/8/2010
Parsons 2007 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Parsons 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Patricia Lynch Association, Inc. 2009 Legislative Law 1-A §1-e(a)(4) 10/22/2009 Settled 12/10/2009
Paul Wolfe 2009 Public Officers Law §73(8)(a) 4/29/2009 Settled 4/29/2009
Phoenixone Communications 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 10/22/2009 Civil Assessment 4/8/2010
Pirro-Buley & Associates on behalf of Forrest City Ratner Companies 2005 January/February, March/April, May/June, July August Bimonthly Reports Legislative Law 1-A §§1-e, h Referred by former Lobbying Commission Settled 10/7/2008
Port Parties, Ltd. 2007 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Port Parties, Ltd. 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Quadriad Realty Partners 2007 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Quadriad Realty Partners 2008 July/December Client Semi-Annual Report Legislative Law 1-A §1-j 10/22/2009 Civil Assessment 4/8/2010
Raby Alexander, Group on behalf of Cybersettle 2008 January/February Bimonthly Report Legislative Law 1-A §1-h 10/7/2008 Civil Assessment 4/28/2009
Raby Alexander, Group on behalf of Cybersettle 2008 March/April Bimonthly Report Legislative Law 1-A §1-h 10/7/2008 Civil Assessment 4/28/2009
Raby Alexander, Group on behalf of Cybersettle 2008 May/June Bimonthly Report Legislative Law 1-A §1-h 10/7/2008 Civil Assessment 4/28/2009
Richard Gerardi 2008 July/December Client Semi-Annual Report Public Officers Law §§ 73(5) 74(2)(3)(d)(f)(h) 10/7/2008 Settled 10/28/2008
Ryo Cigar Association, LLC Legislative Law 1-A §1-j 10/22/2009 Settled 12/10/2009
Seneca Cayuga Tribe of Oklahoma 2005 January/June Client Semi-Annual Report Legislative Law 1-A §1-J Referred by former Lobbying Commission Settled 12/2/2008
Seneca Cayuga Tribe of Oklahoma 2005 July/December Client Semi-Annual Report Legislative Law 1-A §1-J Referred by former Lobbying Commission Settled 12/2/2008
Sheinkopf Ltd 2007 July/December Client Semi-Annual Legislative Law 1-A §1-c(h), 1-j 8/6/2009 Settled 4/8/2010
Show Media New York, LLC 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
SRK Consulting Group 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 12/2/2008
Star 3005 LLC 2008 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 12/2/2008 Civil Assessment 6/12/2009
Synergy Business Management 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Tadis 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 12/2/2008
The Association of PBA's Legislative Law 1-A §1-m 8/6/2009 Settled 10/22/2009
The Bodega Association of the United States, Inc. 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
The Parkside Group, LLC 2003 Registration & Registration Amendment Legislative Law 1-A §1-e Referred by former Lobbying Commission Settled 12/2/2008
Uniformed EMS Officers Union, FDNY, Local 3621 2008 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 12/2/2008 Civil Assessment
Paid
6/12/2009
Uniformed Firefighters Association 2008 Legislative Law 1-A §1-m 8/6/2009 Settled 10/22/2009
Westchester Industrial Development Agency 2007 July/December Client Semi-Annual Legislative Law 1-A §1-j 8/5/2008 Settled 12/2/2008
Western New York Care Coordination Program 2007 January/June Client Semi-Annual Report Legislative Law 1-A §1-j 8/5/2008 Settled 10/7/2008
Working Families Organization 2006 January/June Client Semi-Annual Report Legislative Law 1-A §1-j Referred by former Lobbying Commission Settled 10/7/2008
NYS Association of Health Care Providers 2009 Legislative Law §1-m 12/10/2009 Settled 12/10/2009
United University Professions 2008 Legislative Law 1-A §1-m 12/10/2009 Civil Assessment 12/9/2010
Preston Felton Public Officers Law §74(3)(c)(d) and (h)

Additional Documentation is Available
7/24/2008 Settled 11/24/2009
Richard Baum Public Officers Law §74(3)(h)

Additional Documentation is Available
7/24/2008 Settled 7/8/2008
William Howard Public Officers Law §74(3)(h)

Additional Documentation is Available
7/24/2008 Settled 6/25/2008
Darren Dopp Public Officers Law §§74(3)(d) and (h)

Additional Documentation is Available
7/24/2008 Civil Assessment 10/7/2009
NYS Laborers PAC 2009 Legislative Law 1-A §1-m 10/22/2009 Settled 10/22/2009
Powers Crane & Co on behalf of Delaware North 2003 July/August Lobbyist Bimonthly Report Legislative Law 1-A §1-h

Additional Documentation is Available
Referred by former Lobbying Commission Settled 10/22/2009
Housing Works Albany Advocacy Center 2009 January/February Lobbyist Bimonthly Report, March/April Lobbyist Bimonthly Report, May/June Lobbyist Bimonthly Report Legislative Law 1-A §1-h 12/10/2009 Civil Assessment 10/14/2010
Community Advocacy & Advisory Services 2009 January/February Lobbyist Bimonthly Report, March/April Lobbyist Bimonthly Report, May/June Lobbyist Bimonthly Report Legislative Law 1-A §1-h 12/10/2009 Civil Assessment 10/14/2010
Powers Crane & Co on behalf of Duane Reade 2003 January/February Lobbyist Bimonthly Report, March/April Lobbyist Bimonthly Report, May/June Lobbyist Bimonthly Report, July/August Lobbyist Bimonthly Report Legislative Law 1-A §1-h

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Referred by former Lobbying Commission Settled 10/22/2009
Powers Crane & Co on behalf of NYS Laborer's PAC 2003 July/August Lobbyist Bimonthly Report Legislative Law 1-A §1-h

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Referred by former Lobbying Commission Settled 10/22/2009
Crane Vacco on behalf of Cable NY 2005 November/December Lobbyist Bimonthly Report Legislative Law 1-A §1-h

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Referred by former Lobbying Commission Settled 10/22/2009
Crane Vacco & Crane Consulting on behalf of Delaware North Legislative Law 1-A §1-m

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Referred by former Lobbying Commission Settled 10/22/2009