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Enforcement Actions

Click on a table heading to sort on that column. Enter search terms in the "show records containing:" box to see only those records with the requested terms. Click the "alleged violation" for a scanned pdf in each matter, or on the "status" for a scanned pdf of the settlement, disposition agreement or civil penalty assessment. For more information about the laws regarding each violation, see our Laws and Regulations page. Click HERE for Glossary of Terms.

Name	Report Year	Report	Alleged Violation	Notice Date	Status	Date
Private Attorney Defense Services, Inc.	2010	2010 January/June Client Semi-Annual Report	Legislative Law 1-A §1-j		Settled	5/15/2013
Mario Guerra			Public Officers Law §74(3)(f)		Settled	4/16/2013
Assembly Member Vito Lopez			Public Officers Law §§74(3)(d), (f), and (h)		Lopez Substantial Basis Investigation Report Additional Documentation is Available	2/12/2013
Kenneth Plummer D/B/A Kensworth Consulting	2009	2009 September/October and 2009 November/December Bimonthly Reports, 2011-2012 Registration and Bimonthly Reports	Legislative Law 1-A §1-e and §1-h		Settled	12/28/2012
Phusion Projects, LLC	2010	2010 January/June Client Semi-Annual Report	Legislative Law 1-A §1-j		Settled	12/21/2012
James Ludlam			Public Officers Law §73(8)(a)(ii)		Settled	12/21/2012
Peter Kiernan			Public Officers Law §73(8)(a)(iv)		Settled	12/17/2012
Metatomix, Inc.	2010	2010 July/December Client Semi-Annual Report	Legislative Law 1-A §1-j		Settled	12/04/2012
Imagedoc USA, Inc.	2010	2010 January/June Client Semi-Annual Report	Legislative Law 1-A		Settled	8/28/2012
NYC Central Labor Council	2010	2010 July/December Client Semi-Annual Report	Legislative Law 1-A		Settled	8/28/2012
Small Hotel Owners Association, Inc.	2010	2010 July/December Client Semi-Annual Report	Legislative Law 1-A		Settled	8/28/2012
Manheim Auctions, Inc.	2010	2010 January/June Client Semi-Annual Report and 2010 July/December Client Semi-Annual Report	Legislative Law 1-A		Settled	8/28/2012
Comverge, Inc.	2010	2010 July/December Client Semi-Annual Report and 2011 January/June Client Semi-Annual Report	Legislative Law 1-A		Settled	6/26/2012
Atlantis Health Plan	2010	2010 July/December Client Semi-Annual Report	Legislative Law 1-A		Settled	6/26/2012
360 Brooklyn Investors, LLC	2010	2010 January/June Client Semi-Annual Report	Legislative Law 1-A		Settled	6/26/2012
Titan Outdoor, LLC	2010	2010 January/June Client Semi-Annual Report, 2010 July/December Client Semi-Annual Report and 2011 January/June Client Semi-Annual Report	Legislative Law 1-A		Settled	6/26/2012
Liquid Asphalt Distributors Association, Inc., of New York	2010	2010 July/December Client Semi-Annual Report	Legislative Law 1-A		Settled	6/26/2012
The Leser Group	2010	2010 July/December Client Semi-Annual Report and 2011 January/June Client Semi-Annual Report	Legislative Law 1-A		Settled	6/26/2012
Govdelivery Inc.	2010	2010 January/June Client Semi-Annual Report	Legislative Law 1-A		Settled	7/3/2012
Redflex Traffic Systems	2010	2010 January/June Client Semi-Annual Report	Legislative Law 1-A		Settled	7/3/2012
O'Connor Capital Partners	2010	2010 January/June Client Semi-Annual Report	Legislative Law 1-A		Settled	7/26/2012
McCarton Foundation	2010	2010 July/December Client Semi-Annual Report	Legislative Law 1-A		Settled	7/26/2012
NYS Coalition Against Domestic Violence	2010	2010 July/December Client Semi-Annual Report	Legislative Law 1-A		Settled	7/26/2012
David Wilcox			Public Officers Law §§73(8)(a)(i), 73(8)(a)(ii), 73(5)(a), 74(3)(d), 74(3)(h)		Settled	6/26/2012
Robin Korherr			Public Officers Law §§74(3)(d), (f), and (h)	2/15/2011	Civil Assessment	1/11/2012
John J. O'Connor			Public Officers Law § 74(3)(d), (f) and (h) Additional Documentation is Available	05/11/2011
Clinica Modelo	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/15/2011
City of Utica	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Settled	4/14/2011
Community Redemption Center	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Civil Assessment	1/31/2012
Crucible Materials Corporation	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Decision and Order	12/20/2011
Ditma Park Rehab/Care Center	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Settled	4/14/2011
Govdelivery, Inc.	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Settled	4/14/2011
Housing Works, Inc.	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Civil Assessment	1/31/2012
Imagedoc USA	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Settled	1/31/2012
O'Connor Capital Partners	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Settled	4/14/2011
Port Parties, Ltd.	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Settled	4/14/2011
Public Consulting Group	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Settled	4/14/2011
S&L Birchwood, LLC	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Civil Assessment	1/31/2012
Tarrytown Music Hall	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Decision and Order	12/20/2011
Uncle Sam's House, Inc.	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011
YL Management, LLC	2009	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	2/16/2011	Civil Assessment	1/31/2012
Julie Switzer			Public Officers Law §73(5)(a) and §§74(3)(d), (f), and (h)	2/15/2011	Settled	2/16/2011
Jared Abbruzzese, as Director of Friends of New York Racing, Inc.			Legislative Law §1-m		Decision and Order	12/9/2010
Governor David A. Paterson			Public Officers Law §§73(5) and 74(3)(d), (f) and (h) Additional Documentation is Available	3/03/2010	Civil Assessment Paid Hearing Officer's Decision	2/3/2011
Ben Masaitis			Public Officers Law §§74(3)(d) and (h)	12/9/2010	Decision	1/11/2012
Excelsior Advocates	2007	Statement of Registration	Legislative Law §§1-e and 1-h	12/9/2010	Settled	12/9/2010
Sheinkopf Ltd.	2007	Statement of Registration	Legislative Law §1-e and h	8/12/2010	Settled	8/12/2010
Conservation Services Group, Inc.			Legislative Law §1-m	6/10/2010	Settled	10/14/2010
Carl Figliola & Associates	2007	Amended Statement of Registration	Legislative Law § 1-e(d)	6/10/2010	Settled	6/10/2010
GSDP, LLC	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	6/10/2010	Settled	10/14/2010
Public Consulting Group	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	6/10/2010	Civil Assessment	2/15/2011
Nice Systems Inc.	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	6/10/2010	Settled	8/12/2010
Magnum Real Estate	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	6/10/2010	Settled	8/12/2010
Housing Works, Inc.	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	10/15/2010	Civil Assessment	2/15/2011
Forest View Adult Care Center	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	6/10/2010	Settled	8/12/2010
EG Sales, Inc.	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	6/10/2010
David L. Kempton, Inc.	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	6/10/2010	Civil Assessment	2/15/2011
3rd Avenue Management, LLC	2009	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	6/10/2010	Civil Assessment	2/15/2011
Betty A. Hughes	2008	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	9/15/2009	Civil Assessment	6/10/2010
William J. Lennarz	2008	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	2/9/2010	Civil Assessment	8/12/2010
Robert J. Frey	2008	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	2/9/2010	Civil Assessment	6/10/2010
Jeff T. Casey	2008	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	2/9/2010	Civil Assessment	6/10/2010
Theresa Tiso	2008	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	2/9/2010	Civil Assessment Paid	6/10/2010
Eugene Mohan	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/28/2007	Civil Assessment Paid	12/2/2008
Ghassan Samara	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/10/2008	Civil Assessment No Penalty Assessed	10/22/2009
Walter L. Williams	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	7/17/2007	Civil Assessment	6/19/2008
Eugene Mohan	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/28/2007	Civil Assessment No Penalty Assessed	10/22/2009
Martin Smith	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	7/5/2007	Civil Assessment	8/5/2008
Gregory A. Zachrich	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	2/2/2008	Civil Assessment Paid	12/2/2008
Michael Marriott	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/11/2008	Civil Assessment	10/22/2009
Kathryn E. Palomino	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/11/2008	Civil Assessment	10/22/2009
Elin Waring	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/19/2008	Civil Assessment Paid	10/22/2009
Hernan Makse	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/11/2008	Civil Assessment Paid	6/12/2009
Jeff T. Casey	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/10/2008	Civil Assessment	8/6/2009
Robert J. Frey	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/28/2007	Civil Assessment Paid	12/2/2008
John C. Maerz	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/28/2007	Civil Assessment No Penalty Assessed	12/2/2008
Alan Forrest	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/27/2007	Civil Assessment Paid	4/28/2009
Roger T. Gray	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	7/6/2007	Civil Assessment Paid	2/8/2008
John C. Maerz	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/11/2008	Civil Assessment	10/22/2009
Alan Forrest	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	12/10/2008	Civil Assessment	10/22/2009
Angela Hacker	2006	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	9/10/2007	Civil Assessment Paid	2/8/2008
Valerie Lancaster Beal	2007	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	7/1/2008	Civil Assessment Paid	10/22/2009
Stuart Chen	2008	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency	4/26/2010	Civil Assessment	8/12/2010
Leslie Koch	2008	Annual Statement of Financial Disclosure	Public Officers Law §73-a Notice of Delinquency Procedural History	4/08/2010	Civil Assessment Paid	4/08/2010
Michael Israel			§73(5) and §74(3)(d), (f), and (h)	4/08/2010	Settled	4/14/2010
NYS Conf. International Union of Operating Engineers			Legislative Law §1-m	2/22/2010	Settled	2/22/2010
Boymelgreen Developers	2008	July/December Client Semi-Annual	Legislative Law 1-A §1-j	10/22/2009	Settled	2/22/2010
Nassau-Suffolk Water District Commissioners Assn.	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	10/22/2009	Settled	2/22/2010
Powers & Co. on behalf of BearingPoint, Inc.	2006	Registration	Legislative Law §§1-e(a)(4) and 1-h(b)(5)(i)	4/29/2009	Settled	4/8/2010
Powers & Co. on behalf of Lincoln Center for the Performing Arts, Inc.	2007	Registration	Legislative Law §§1-e and 1-h	10/22/2009	Settled	4/8/2010
The Correctional Officers & Police Benevolent Association, Inc.			Legislative Law §1-m	2/22/2010	Settled	2/22/2010
Buffalo Niagara Association of Realtors, Inc.			Legislative Law §1-m	12/10/2009	Settled	2/22/2010
Meyer, Suozzi, English & Klein, P.C.	2007-2008	Registration	Legislative Law §1-e and h	2/22/2010	Settled	2/22/2010
ADG-SOHO	2008	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	12/2/2008	Settled	2/4/2009
MMM Group, Inc.	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	12/10/2009	Settled	2/22/2010
Wolf Block Public Strategies on behalf of Food Allergy Initiative	2007	Registration and November/December Bimonthly Report	Legislative Law §§1-e and 1-h	4/8/2010	Settled	4/8/2010
Aeralert US, LLC	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Civil Assessment	10/22/2009
Agusta & Ross	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Air Pegasus Heliport, Inc.	2008	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	12/2/2008	Settled	4/28/2009
Amardeep Singh on behalf of the Sikh Coalition, Inc.	2008	November/December Bimonthly Report	Legislative Law 1-A §1-h	6/12/2009	Civil Assessment	10/22/2009
Amardeep Singh on behalf of the Sikh Coalition, Inc.	2008	March/April Bimonthly Report	Legislative Law 1-A §1-h	10/7/2008	Settled	12/2/2008
Amardeep Singh on behalf of the Sikh Coalition, Inc.	2008	May/June Bimonthly Report	Legislative Law 1-A §1-h	10/7/2008	Settled	12/2/2008
American Alternative Fuels	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	12/2/2008
American Recycling Technologies, Inc.	2008	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	12/2/2008	Settled	4/28/2009
Bearing Point	2006	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j(b)(5)(i)	4/29/2009	Decision and Order	12/20/2011
Bill Lynch Associates Inc. on behalf of Trustees of Columbia University of NYC	2007	Registration Amendment	Legislative Law 1-A §1-e(d)	8/6/2009	Settled	12/10/2009
Bolton St. Johns Inc. on behalf of Medtonic Sofamor Danek, USA, Inc.	2007-2008	Registration	Legislative Law 1-A §1-e(a)(4), 1-h(b)(5)	8/6/2009	Settled	10/22/2009
Brady & Co. on behalf of Augustine Parochial Schools	2008	November/December Bimonthly Report	Legislative Law 1-A §1-h	6/12/2009	Settled	4/8/2010
Brady & Company on behalf of Work Loss Data Institute	2008	March/April Bimonthly Report	Legislative Law 1-A §1-h	10/7/2008	Settled	12/2/2008
Brady & Company on behalf of Work Loss Data Institute	2008	May/June Bimonthly Report	Legislative Law 1-A §1-h	10/7/2008	Settled	12/2/2008
Brown, McMahon & Weinraub, LLC on behalf of Women's Bar Association of NY	2005	Registration	Legislative Law 1-A §1-e	Referred by former Lobbying Commission	Settled	10/7/2008
Bruce Sauter			Public Officers Law §73(8)(a)(i)	10/22/2009	Settled	8/12/2010
Buley Public Affairs, LLC on behalf of Forrest City Ratner Companies	2004	Registration Amendment	Legislative Law 1-A §§1-e	Referred by former Lobbying Commission	Settled	10/7/2008
Cherokee North Shore	2007	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	12/2/2008
Clifton VanGuilder			Public Officers Law §73(5) and 74(3)(d), (f) and (h)	10/22/2009	Settled	8/12/2010
Community Services for Brooklyn, Inc.	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	10/22/2009	Settled	10/14/2010
Cooper Square Hotel, LLC	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	10/22/2009	Civil Assessment Paid	4/8/2010
CPS 5 LLC	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Democrats for Education Reform	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	10/22/2009	Civil Assessment	4/8/2010
Educational Housing Services	2007	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	10/2/2008
Empire Resorts	2006	July/December Client Semi-Annual	Legislative Law 1-A §§1-j	Referred by former Lobbying Commission	Settled	2/8/2008
Evelyn Rollins			Public Officers Law §§73(7)(a) 73(8)(a)(ii) and 73(12)	12/17/2007	Settled	2/4/2008
Greater Rochester Association of Realtors			Legislative Law 1-A §1-m	10/22/2009	Settled	12/10/2009
Hallett's Point Development, LLC on behalf of Agusta and Ross	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
IAQ, Inc.	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Ichud Mosdos	2008	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	2/3/2009	Civil Assessment	10/22/2009
Independence Plaza Association LLC/Stellar Management	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	12/2/2008
Independent Beer Distributors of New York	2007	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Civil Assessment	2/3/2009
Independent Beer Wholesalers of NY	2008	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	12/2/2008	Civil Assessment	6/12/2009
Independent Plaza Associates, LLC	2007	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	12/2/2008
James Brunet			Public Officers Law §73(8)(a)(i)	10/30/2008	Settled	6/12/2009
Kelly & Roth on behalf of Erie Basin Marine Association	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Knapp Street Developers, LLC	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	12/2/2008
Marie G. Dimicco	2009		Public Officers Law §73(8)(a)	2/18/2009	Settled	5/4/2009
Marsh Wasserman & McHugh, LLC on behalf of Morton Grove Pharmaceuticals	2005	March/April Bimonthly Report	Legislative Law 1-A §1-h	Referred by former Lobbying Commission	Settled	10/7/2008
Michael Tobman on behalf of Older Adults Technology Services	2008	May/June Bimonthly Report	Legislative Law 1-A §1-h	10/7/2008	Settled	12/2/2008
Middle Class Home Builders Coalition	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Millennium Partners, Inc.	2007	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
New Sunset Industrial Park LLC	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	10/22/2009	Settled	12/10/2009
New York IKFD, LLC	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Civil Assessment	2/3/2009
New York Staffing Association	2008	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
New York Trial Lawyers Association	2009		Legislative Law 1-A §1-m	8/6/2009	Settled	10/22/2009
Nice Systems, Inc.	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	10/22/2009	Civil Assessment	4/8/2010
Parsons	2007	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Parsons	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Patricia Lynch Association, Inc.	2009		Legislative Law 1-A §1-e(a)(4)	10/22/2009	Settled	12/10/2009
Paul Wolfe	2009		Public Officers Law §73(8)(a)	4/29/2009	Settled	4/29/2009
Phoenixone Communications	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	10/22/2009	Civil Assessment	4/8/2010
Pirro-Buley & Associates on behalf of Forrest City Ratner Companies	2005	January/February, March/April, May/June, July August Bimonthly Reports	Legislative Law 1-A §§1-e, h	Referred by former Lobbying Commission	Settled	10/7/2008
Port Parties, Ltd.	2007	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Port Parties, Ltd.	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Quadriad Realty Partners	2007	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Quadriad Realty Partners	2008	July/December Client Semi-Annual Report	Legislative Law 1-A §1-j	10/22/2009	Civil Assessment	4/8/2010
Raby Alexander, Group on behalf of Cybersettle	2008	January/February Bimonthly Report	Legislative Law 1-A §1-h	10/7/2008	Civil Assessment	4/28/2009
Raby Alexander, Group on behalf of Cybersettle	2008	March/April Bimonthly Report	Legislative Law 1-A §1-h	10/7/2008	Civil Assessment	4/28/2009
Raby Alexander, Group on behalf of Cybersettle	2008	May/June Bimonthly Report	Legislative Law 1-A §1-h	10/7/2008	Civil Assessment	4/28/2009
Richard Gerardi	2008	July/December Client Semi-Annual Report	Public Officers Law §§ 73(5) 74(2)(3)(d)(f)(h)	10/7/2008	Settled	10/28/2008
Ryo Cigar Association, LLC			Legislative Law 1-A §1-j	10/22/2009	Settled	12/10/2009
Seneca Cayuga Tribe of Oklahoma	2005	January/June Client Semi-Annual Report	Legislative Law 1-A §1-J	Referred by former Lobbying Commission	Settled	12/2/2008
Seneca Cayuga Tribe of Oklahoma	2005	July/December Client Semi-Annual Report	Legislative Law 1-A §1-J	Referred by former Lobbying Commission	Settled	12/2/2008
Sheinkopf Ltd	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-c(h), 1-j	8/6/2009	Settled	4/8/2010
Show Media New York, LLC	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
SRK Consulting Group	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	12/2/2008
Star 3005 LLC	2008	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	12/2/2008	Civil Assessment	6/12/2009
Synergy Business Management	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Tadis	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	12/2/2008
The Association of PBA's			Legislative Law 1-A §1-m	8/6/2009	Settled	10/22/2009
The Bodega Association of the United States, Inc.	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
The Parkside Group, LLC	2003	Registration & Registration Amendment	Legislative Law 1-A §1-e	Referred by former Lobbying Commission	Settled	12/2/2008
Uniformed EMS Officers Union, FDNY, Local 3621	2008	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	12/2/2008	Civil Assessment Paid	6/12/2009
Uniformed Firefighters Association	2008		Legislative Law 1-A §1-m	8/6/2009	Settled	10/22/2009
Westchester Industrial Development Agency	2007	July/December Client Semi-Annual	Legislative Law 1-A §1-j	8/5/2008	Settled	12/2/2008
Western New York Care Coordination Program	2007	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	8/5/2008	Settled	10/7/2008
Working Families Organization	2006	January/June Client Semi-Annual Report	Legislative Law 1-A §1-j	Referred by former Lobbying Commission	Settled	10/7/2008
NYS Association of Health Care Providers	2009		Legislative Law §1-m	12/10/2009	Settled	12/10/2009
United University Professions	2008		Legislative Law 1-A §1-m	12/10/2009	Civil Assessment	12/9/2010
Preston Felton			Public Officers Law §74(3)(c)(d) and (h) Additional Documentation is Available	7/24/2008	Settled	11/24/2009
Richard Baum			Public Officers Law §74(3)(h) Additional Documentation is Available	7/24/2008	Settled	7/8/2008
William Howard			Public Officers Law §74(3)(h) Additional Documentation is Available	7/24/2008	Settled	6/25/2008
Darren Dopp			Public Officers Law §§74(3)(d) and (h) Additional Documentation is Available	7/24/2008	Civil Assessment	10/7/2009
NYS Laborers PAC	2009		Legislative Law 1-A §1-m	10/22/2009	Settled	10/22/2009
Powers Crane & Co on behalf of Delaware North	2003	July/August Lobbyist Bimonthly Report	Legislative Law 1-A §1-h Additional Documentation is Available	Referred by former Lobbying Commission	Settled	10/22/2009
Housing Works Albany Advocacy Center	2009	January/February Lobbyist Bimonthly Report, March/April Lobbyist Bimonthly Report, May/June Lobbyist Bimonthly Report	Legislative Law 1-A §1-h	12/10/2009	Civil Assessment	10/14/2010
Community Advocacy & Advisory Services	2009	January/February Lobbyist Bimonthly Report, March/April Lobbyist Bimonthly Report, May/June Lobbyist Bimonthly Report	Legislative Law 1-A §1-h	12/10/2009	Civil Assessment	10/14/2010
Powers Crane & Co on behalf of Duane Reade	2003	January/February Lobbyist Bimonthly Report, March/April Lobbyist Bimonthly Report, May/June Lobbyist Bimonthly Report, July/August Lobbyist Bimonthly Report	Legislative Law 1-A §1-h Additional Documentation is Available	Referred by former Lobbying Commission	Settled	10/22/2009
Powers Crane & Co on behalf of NYS Laborer's PAC	2003	July/August Lobbyist Bimonthly Report	Legislative Law 1-A §1-h Additional Documentation is Available	Referred by former Lobbying Commission	Settled	10/22/2009
Crane Vacco on behalf of Cable NY	2005	November/December Lobbyist Bimonthly Report	Legislative Law 1-A §1-h Additional Documentation is Available	Referred by former Lobbying Commission	Settled	10/22/2009
Crane Vacco & Crane Consulting on behalf of Delaware North			Legislative Law 1-A §1-m Additional Documentation is Available	Referred by former Lobbying Commission	Settled	10/22/2009