Index to Cited Documents

Printable Version of Index (pdf)

Legislative Ethics Commission's Disposition and Notice of Civil Assessment

FN #DESCRIPTIONBATES #TAB #
3Letter from Ellen N. Biben to Assemblyman Vito J. Lopez dated August 30 2012 (“15-Day Letter”).N/ATab A
4Letter from Gerald B. Lefcourt to Ellen N. Biben dated September 6 2012.N/ATab B
5Notice of Substantial Basis Investigation Case No. JCOPE-127 dated September 21 2012N/ATab C
6Submission of Hon. Vito Lopez to Notice of Substantial Basis Investigation dated Oct. 23 2012 N/ATab D
7Email from Sheryl E. Reich to Letizia Tagliafierro dated Dec. 18 2012 N/ATab E
Letter from Sheryl E. Reich to Letizia Tagliafierro dated Dec. 19 2012N/ATab F
11Employee 1 payroll recordsNYA009501-02Tab G
14Travel VoucherVLJCOPE000160Tab H
American Express Credit Card StatementAMEX000409Tab I
24Text message exchange between Employee 3 and Complainant 1 CHW000449Tab J
25Text message from Employee 3 to Employee 2 E20500Tab K
26Text message from Employee 3 to Employee 2E20501Tab L
27Text message from Employee 3 to Employee 2E20502Tab M
28Text message from Employee 3 to Complainant 1CHW000442Tab N
31Text message exchange between Employee 3 and Complainant 1CHW000444-45Tab O
32Employee 2 payroll recordsNYA009503-04Tab P
35Text message exchange between Employee 3 and Employee 2E20503Tab Q
36Text message from Employee 2 to Employee 3 E20504-05Tab R
37Text message exchange between Employee 2 and Employee 3E20506Tab S
43Text message from Employee 3 to Employee 2CHW000449Tab J
47Text message exchange between Complainant 1 and Employee 2CHW000546Tab T
48Text message exchange between Complainant 1 and Employee 2CHW000546Tab T
49Text message from Employee 2 to Employee 3E20507Tab U
51Text message from Complainant 1 to Employee 2CHW000758Tab V
58Perez payroll records NYA009505-06Tab W
59Lopez American Express RecordsAMEX000416-17Tab X
61Text message from Complainant 1 to Employee 1CHW000574Tab Y
63Lopez American Express RecordsAMEX000420-22Tab Z
64Text message from Complainant 1 to Employee 1CHW000575Tab A1
68Complainant 1 payroll recordsNYA001731Tab B1
NYA009507Tab C1
72Text message from Complainant 1 to Employee 3CHW000442Tab N
76Submission of Hon. Vito Lopez to Notice of Substantial Basis Investigation dated Oct. 23 2012N/ATab D
79Text message from Complainant 1 to LopezCHW000523-25Tab D1
81Text message from Complainant 1 to LopezCHW000523-25Tab D1
83Recording (Not included on CD)CHW000677N/A
87Text message from Complainant 2 to Complainant 1CHW000500Tab F1
88Text message from Complainant 1 to Employee 3CHW000485Tab G1
Text message from Complainant 1 to Employee 1CHW000574Tab Y
89Text message from Complainant 1 to Complainant 2CHW000501-02Tab H1
CHW000512Tab I1
91Text message from Employee 1 to Complainant 1CHW000575Tab A1
93Complainant 2 payroll recordsNYA001741Tab J1
NYA009508Tab K1
94Text message from Complainant 2 to Complainant 1CHW000500Tab F1
99Transcript of Audio RecordingCHW000435Tab L1
101Recording (Not included on CD)CHW000677N/A
103Kearns notes dated December 14th 2011NYA001510-11Tab M1
106Text message from Complainant 1 to LopezCHW000523-25Tab D1
107Text message from Complainant 1 to LopezCHW000523-25Tab D1
108Text message from Complainant 1 to LopezCHW000523-25Tab D1
109Text message from Complainant 1 to LopezCHW000523-25Tab D1
110Text message from Complainant 1 to LopezCHW000523-25Tab D1
111Text message from Complainant 1 to LopezCHW000523-25Tab D1
112Text message from Complainant 1 to LopezCHW000523-25Tab D1
116Email from Complainant 1 to Harkavy CHW000888Tab N1
117Assembly travel voucherVLJCOPE000150Tab O1
119Recording (Not included on CD)CHW000678N/A
120Recording (Not included on CD)CHW000678N/A
122Recording (Not included on CD)CHW000678N/A
123Recording (Not included on CD)CHW000678N/A
126Page telephone logsYP100013-18Tab Q1
127Kearns notes dated December 14th 2011NYA0001510-11Tab M1
133Page telephone logsYP100013-18Tab Q1
141Email from Complainant 1 to Lopez copying Collins Kearns and PageNYA0008394Tab R1
145Assembly Sexual Harassment/Retaliation Policy dated March 2011NYA006059-63Tab S1
146Assembly Sexual Harassment/Retaliation Policy dated March 2011NYA006059-63Tab S1
147Assembly Sexual Harassment/Retaliation Policy dated March 2011NYA006059-63Tab S1
149Assembly Sexual Harassment/Retaliation Policy dated March 2011NYA006059-63Tab S1
Email from Collins to Rosen Whyland Yates and KearnsNYA008003-04Tab T1
151Kearns notes dated December 14th 2011NYA001510-11Tab M1
154Email from Kearns to Complainant 1NYA008395-97Tab U1
155Email from Kearns to Complainant 1NYA001546Tab V1
156Letter from Kearns to Complainant 1NYA002375-76Tab W1
159Kearns notes from December 14th 2011NYA001510-11Tab M1
164Page telephone logsYP100013-18Tab Q1
167Kearns notes dated December 28 2011NYA002366-67Tab X1
168Email from Complainant 2 to Collins dated January 3 2012NYA001867-69Tab Y1
170Letter from Complainant 2 to Collins dated January 4 2012NYA003467-68Tab Z1
172Email from Complainant 1 to Kearns dated January 4 2012 NYA001550-51Tab A2
173Email exchange between Complainant 1 and KearnsNYA001566-68Tab B2
Kearns notes reflecting voicemail message to Complainant 1NYA002377Tab C2
174Letter from Wang to Lopez and Kearns dated January 12 2012CHW00003-07Tab D2
175Letter from Wang to Lopez and Kearns dated January 12 2012CHW00003-07Tab D2
176Letter from Wang to Lopez and Kearns dated January 12 2012CHW00003-07Tab D2
184Letter from Wang to Lopez and Kearns dated January 12 2012CHW00003-07Tab D2
196Email exchange between Smoler and KwatraSMOLER0004Tab E2
199Email from Collins to Yates dated August 31 2012 NYA007738-39Tab F2
200Email exchange between Smoler and KwatraKWATRA0004Tab G2
202Email exchange between Collins and Wang dated January 19 2012 CHW000009-10Tab H2
203Email exchange between Collins and Wang dated January 19 2012CHW000009-10Tab H2
210Email exchanges between Collins and KirschnerKK000103Tab I2
KK000151-53Tab J2
NYA006473-74Tab K2
215Email from Smoler to StaufferSTAUFFER0006Tab L2
216Email to Groenwegen noting phone call from Collins OSC1Tab M2
226-227Email exchanges with Collins circulating drafts of the Settlement Agreement SMOLER0072-77Tab N2
NYA000362-70Tab O2
NYA000371-79Tab P2
KK000192-200Tab Q2
NYA000382-390Tab R2
SMOLER0080-88Tab S2
NYA000435-46Tab T2
SMOLER0099-108Tab U2
KK00185-90Tab V2
228Email from Collins to Kirschner Yates Kearns dated May 30 2012KK000192-200Tab Q2
229Kearns notesNYA002360Tab W2
230Email exchanges with Collins and Reich circulating draft of the Settlement AgreementNYA000479-90Tab X2
231Email from Wang to Collins CHW000084-99Tab Y2
232Email from Wang to CollinsCHW000084-99Tab Y2
234Email from Wang to CollinsCHW000084-99Tab Y2
235Email to Wang containing automated transcription of Collins voicemail messageCHW000111Tab Z2
236Executed Confidential Settlement Agreement dated June 6 2012NYA001227-56Tab A3
238Emails from Collins to Smoler and GroenwegenSMOLER0080-88Tab S2
SMOLER0099-108Tab U2
SMOLER0072-77Tab N2
239Email from Smoler to Collins SMOLER0090-97Tab B3
240Email from Smoler to CollinsSMOLER0090-97Tab B3
241Email from Smoler to CollinsSMOLER0090-97Tab B3
242Email from Collins to Smoler and GroenwegenSMOLER0099-108Tab U2
244Email from Collins to Yates dated August 31 2012 regarding SmolerNYA007738-39Tab F2
246Email from Collins to Rosen Whyland Yates dated August 30 2012NYA007783-85Tab C3
250Email from Groenwegen to DaltonOSC2Tab D3
251Inter-Office OSC Memorandum dated June 14 2012OSC35-37Tab E3
252Email from Tommaney to Collins OSC15-16Tab F3
256Email from Collins to Yates dated August 31 2012 NYA0007742Tab G3
261Executed Confidential Settlement Agreement dated June 6 2012NYA001227-56Tab A3
262Agreement includes that Lopez and his staff attend “supplemental instruction” NYA001227-56Tab A3
263Email from Collins to Whyland NYA005055Tab H3
266Memo from Collins to Oak dated June 7 2012NYA006440-41Tab I3
268SFS Screenshot OSC149Tab J3
269SFS Screenshot OSC148Tab K3
279Ridgewood Savings Bank Deposit RecordRSB000309Tab L3
280Lefcourt letter to Collins dated June 26 2012 VLJCOPE000086Tab M3
281Collins letter to Wang dated June 27 2012 enclosing settlement paymentsVLJCOPE00084-85Tab N3
283Complainant 4 payroll recordsNYA009509Tab O3
NYA009510Tab P3
286Note written by Lopez to Complainant 4C490000Tab Q3
291Note written by Lopez to Complainant 4C490001Tab R3
300Text message from Complainant 4 to LopezC400426Tab S3
305Borgata records BORG104037Tab T3
307Borgata records BORG104042-43Tab U3
311Borgata records BORG104041Tab V3
316Complainant 3 payroll recordsNYA009511Tab W3
NYA009512Tab X3
320Text message exchange between Lopez and Complainant 3C3001288-89Tab Y3
334Kearns’ notes dated July 16 2012 NYA002794-801Tab Z3
337Horowitz notesNYA005738Tab A4
338Horowitz notes dated August 1 2012NYA005794-97Tab B4
334Kearns notes NYA006217-20Tab C4
342Letter from Mintzer to Assembly Ethics CommitteeNYA002813-19Tab D4
344Minutes from the July 27 2012 Assembly Ethics Committee MeetingNYA003486-87Tab E4
345Minutes from the August 2 2012 Assembly Ethics Committee MeetingNYA003388-89Tab F4
347Report of Horowitz and Engel NYA002613-22Tab G4
349Submission from Lefcourt to Assembly Ethics Committee on behalf of Lopez dated August 15 2012VLJCOPE000115-28Tab H4
350Submission from Lefcourt to Assembly Ethics Committee on behalf of Lopez dated August 15 2012VLJCOPE000115-28Tab H4
351Submission from Lefcourt to Assembly Ethics Committee on behalf of Lopez dated August 15 2012VLJCOPE000115-28Tab H4
352Submission from Lefcourt to Assembly Ethics Committee on behalf of Lopez dated August 15VLJCOPE000115-28Tab H4
353Submission from Lefcourt to Assembly Ethics Committee on behalf of Lopez dated August 15VLJCOPE000115-28Tab H4
354Submission from Lefcourt to Assembly Ethics Committee on behalf of Lopez dated August 15VLJCOPE000115-28Tab H4
355Agenda from August 16 2012 Assembly Ethics Committee NYA005720-21Tab I4
Draft Minutes from August 16 2012 Assembly Ethics Committee MeetingNYA005704-07Tab J4
363Executed Confidential Settlement Agreement dated June 6 2012NYA001227-56Tab A3
365Subpoena for Kearns dated August 16 2012NYA003470-71Tab K4
370Kearns notes and documentsNYA002808-12Tab L4
375Kearns notes and documentsNYA002808-12Tab L4
376Report of Assembly Ethics Committee dated August 24 2012NYA003298-300Tab M4
377Letter from Silver to Lopez dated August 24 2012NYA000719-20Tab N4
386Letter from Collins to Wang Allred Lefcourt dated August 29 2012NYA006395-96Tab O4
387Email exchange between Wang and Collins NYA007477Tab P4
388Email exchange between Wang and CollinsNYA007477Tab P4
389Email exchange between Wang and Collins NYA007477Tab P4
396Submission of Hon. Vito Lopez to Notice of Substantial Basis Investigation dated Oct. 23 2012N/ATab D
397Submission of Hon. Vito Lopez to Notice of Substantial Basis Investigation dated Oct. 23 2012N/ATab D
398Submission of Hon. Vito Lopez to Notice of Substantial Basis Investigation dated Oct. 23 2012N/ATab D
399Submission of Hon. Vito Lopez to Notice of Substantial Basis Investigation dated Oct. 23 2012N/ATab D
400Complainant 1 payroll recordsNYA009507Tab C1