Enforcement Actions

Enforcement Actions

December 21, 2009

Bill Lynch Associates, LLC
Notice of Reasonable Cause | Settlement Agreement

December 17, 2009

December 7, 2009

December 2, 2009

Bruce W. Sauter
Notice of Reasonable Cause

November 24, 2009

Preston Felton
NORC Table of Contents | Notice of Reasonable Cause (PDF) | Disposition Agreement (PDF)

November 20, 2009

Laborers PAC
Notice of Reasonable Cause | Settlement Agreement

Association of PBAs
Notice of Reasonable Cause | Settlement Agreement

State Trial Lawyers Association
Notice of Reasonable Cause | Settlement Agreement

Uniformed Firefighters Association
Notice of Reasonable Cause | Settlement Agreement

October 29, 2009

Clifton VanGuilder
Notice of Reasonable Cause

October 22, 2009

Disposition Agreements:
Crane Consulting Disposition
Crane & Vacco Disposition
Powers Crane & Co Disposition

Depositions:
Deposition of Constance Crane
Deposition of James Crane II
Deposition of James Melius, M.D.
Deposition of Noreen Pettalino
Deposition of William J. Bissett
Deposition of William Powers


Powers Crane & Co - Delaware North
Civil Penalty Referral
Exhibit 1
Exhibit 2
Exhibit 3
Exhibit 4


Powers Crane & Co - Duane Reade
Civil Penalty Referral
Exhibit 1
Exhibit 2
Exhibit 3
Exhibit 4
Exhibit 5
Exhibit 6
Exhibit 7


Powers Crane & Co - NYS Laborer's PAC
Civil Penalty Referral
Exhibit 1
Exhibit 2
Exhibit 3
Exhibit 4


Crane Vacco - Cable NY
Civil Penalty Referral
Exhibit 1
Exhibit 2
Exhibit 3
Exhibit 4


Crane Vacco & Crane Consulting - Delaware North
Civil Penalty Referral
Exhibit 1
Exhibit 2
Exhibit 3
Exhibit 4
Exhibit 5




Issued October 7, 2009

Darren Dopp:
Decision and Notice of Civil Assessment | Darren Dopp Notice of Hearing | NORC Table of Contents | Notice of Reasonable Cause (PDF)




Issued August 6, 2009


 

Marie G. Dimicco
Notice of Reasonable Cause | Disposition Agreement

Paul Wolfle
Notice of Reasonable Cause | Disposition Agreement


Issued February 3, 2009

Notices of Reasonable Cause Issued February 3, 2009

Issued December 2, 2008

Settlement Agreements Approved December 2, 2008

Failure to File 2008 January/June Client Semi-Annual Report



Issued October 30, 2008

James Brunet
Notice of Reasonable Cause (PDF) | Disposition Agreement

Issued October 7, 2008

Richard E. Gerardi
Notice of Reasonable Cause (PDF) | Disposition Agreement (PDF)

Failure to File Lobbyist Bimonthly Reports

Amardeep Singh on behalf of The Sikh Coalition, Inc.
2008 March/April | 2008 May/June | 2008 March/April Settlement Agreement | 2008 May/June Settlement Agreement

Brady & Company, LLC on behalf of Work Loss Data Institute
2008 March/April | 2008 May/June | 2008 March/April Settlement Agreement | 2008 May/June Settlement Agreement

Raby Alexander, Group on behalf of Cybersettle
2008 January/February | 2008 March/April | 2008 May/June

Michael Tobman on behalf of Older Adults Technology Services
2008 May/June | 2008 May/June Settlement Agreement

Issued August 5th 2008:

Failure to file 2007 January/June Client Semi-Annual Report

Failure to file 2007 July/December Client Semi-Annual Report

American Alternative Fuels
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Cherokee North Shore, LLC
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Independence Plaza Association LLC/Stellar Management
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Knapp Street Development, LLC
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

SRK Consulting Group
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Tadis
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Westchester Industrial Development Agency
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)



Failure to file 2007 January/June Client Semi-Annual Report

Educational Housing Services
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Independent Plaza Associates LLC
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Millennium Partners, Inc.
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

New York Staffing Association
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Parsons
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Port Parties, Ltd.
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Western New York Care Coordination Program
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)



Failure to file 2007 July/December Client Semi-Annual Report

Agusta & Ross
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

CPS 5 LLC
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Halletts Point Development, LLC on behalf of Agusta & Ross
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

IAQ, Inc.
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Kelly & Roth on behalf of Erie Basin Marine Association
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Middle Class Home Builders Coalition
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Parsons
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Port Parties, Ltd.
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Quadriad Realty Partners
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Show Media New York, LLC
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

Synergy Business Management
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)

The Bodega Association of the United States, Inc.
Notice of Reasonable Cause (PDF) | Settlement Agreement (PDF)


Settlement Agreements - Referred September 6, 2007 by the New York Temporary State Commission on Lobbying




In the Matter of an Investigation Into the Alleged Misuse of Resources of the Division of State Police
NORC Table of Contents | Notice of Reasonable Cause (PDF) | Transcripts | Exhibits | Other Documents
Darren Dopp Notice of Hearing

Baum, Richard:
Disposition Agreement (PDF) | Affidavit (PDF)

Howard, William
Disposition Agreement (PDF)

You may also download a .zip file of these documents.




Rollins, Evelyn:
Notice of Reasonable Cause (PDF) | Disposition Agreement (PDF)

Empire Resorts, Inc.:
Settlement Agreement (PDF)

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2007 Enforcement Actions