Violation 1

Agency involved:  Not applicable

Alleged violation:  Legislative Law 1-A §§1-e, 1-h, 1-j

Nature of alleged violation:  Failure to File

Report:  Statement of Registration, Lobbyist Bi-monthly, Client Semi-Annual

Report year(s):   2010, 2011, 2012, 2013, 2014, 2015

Status:   Settled

Settlement amount/civil penalty:  $50,000

Date posted:   10/22/2015

 

 

Violation 2

Agency involved:  Not applicable

Alleged violation:  Legislative Law 1-A §1-j

Nature of alleged violation:  Failure to File

Report:  Client Semi-Annual

Report year(s):  2009

Status:   Civil Assessment

Settlement amount/civil penalty:  $3,000

Date posted:   1/31/2012

 

 

Violation 3

Agency involved:  Not applicable

Alleged violation:  Legislative Law 1-A §1-j

Nature of alleged violation:  Failure to File

Report:  Client Semi-Annual

Report year(s):  2009

Status:   Civil Assessment

Settlement amount/civil penalty:  $3,000

Date posted:   1/31/2012