Individuals who are required to file an annual financial disclosure statement with the Commission and fail to do so will receive a confidential notice of their failure to file, pursuant to Executive Law § 94(12). Subsequent to that confidential notice and after a minimum 15-day period in which the filer may respond to the notice, the Commission shall send a Notice of Delinquency ("NOD") to the filer and to the filer's appointing authority, or the majority leaders of the two houses of the Legislature if the filer is a State elected official or legislative staff.
Subsequent to the issuance of an NOD, the Commission may initiate an enforcement proceeding against the filer. Any individual determined to have knowingly and willfully violated the provisions of Public Officers Law § 73-a may be subject to a civil penalty in an amount not to exceed $40,000.
Notices of delinquency are publicly-available records of the Commission and may be requested by clicking the 'Records Request' link in the footer of the website.
| Name | Title | Agency/Entity | Delinquent Filing Years | Notice of Delinquency Sent | Status |
|---|---|---|---|---|---|
| Tea Bajraktarevic | Visiting Professor | CUNY Hunter College | 2016 | 5/2/2018 | Filed 5/16/18 |
| Valeria Balogh-Nair | Professor | CUNY City College of New York | 2016 | 5/2/2018 | Filed 5/16/18 |
| Luis Barrios | Professor | CUNY John Jay College | 2016 | 5/2/2018 | Pending |
| James Biles | Assistant Professor & Director | CUNY City College of New York | 2016 | 5/2/2018 | Pending |
| Daniel Bozhkov | Associate Professor | CUNY Hunter College | 2016 | 5/2/2018 | Pending |
| Fredda Brown | Professor | CUNY Queens College | 2016 | 5/2/2018 | Pending |
| Sami Chetrit | Associate Professor | CUNY Queens College | 2016 | 5/2/2018 | Pending |
| Delan De Alwis | Clinical Assistant Professor - TCL | SUNY Downstate Medical University | 2016 | 5/2/2018 | Filed 5/12/18 |
| Monica Deza | Assistant Professor | CUNY Hunter College | 2016 | 5/2/2018 | Filed 5/4/18 |
| Mary Fatehi | Physician | Nassau Healthcare Corp/Nassau University Medical Center | 2016 | 5/2/2018 | Filed 5/14/18 |
| Keith Grant | Professor | CUNY City College of New York | 2016 | 5/2/2018 | Pending |
| Janet Grommet | Associate Professor | CUNY Brooklyn College | 2016 | 5/2/2018 | Pending |
| Gregory Johnson | Professor | CUNY Hunter College | 2016 | 5/2/2018 | Filed 5/7/18 |
| Bibi Khartoon | Clinical Assistant Professor (HS) | SUNY Downstate Medical University | 2016 | 5/2/2018 | Pending |
| Kevin Leung | Clinical Assistant Professor - 12M | SUNY Downstate Medical University | 2016 | 5/2/2018 | Pending |
| Mira Morgenstern | Professor | CUNY City College of New York | 2016 | 5/2/2018 | Pending |
| Richard Murdocco | Clinical Assistant Professor (HS) | SUNY Stony Brook | 2016 | 5/2/2018 | Pending |
| Basil Rigas | Professor (GFT) | SUNY Stony Brook | 2016 | 5/2/2018 | Filed 5/15/18 |
| Gopal Sukhu | Associate Professor | CUNY Queens College | 2016 | 5/2/2018 | Pending |
| Elisa Terragni | Associate Professor | CUNY City College of New York | 2016 | 5/2/2018 | Filed 5/7/18 |
| Charles Thomas | Associate Professor | CUNY College of Staten Island | 2016 | 5/2/2018 | Pending |
| Jiufeng Tu | Associate Professor | CUNY City College of New York | 2016 | 5/2/2018 | Pending |
| Elana Vesselinov | Associate Professor | CUNY Queens College | 2016 | 5/2/2018 | Filed 5/8/18 |
| Lisa Weinstein | Associate Professor | CUNY City College of New York | 2016 | 5/2/2018 | Pending |
| John Weir | Associate Professor | CUNY Queens College | 2016 | 5/2/2018 | Pending |
| Dinaw Mengestu | Professor | CUNY Brooklyn College | 2014, 2015 | 10/26/2017 | Filed 3/20/18 |
| Christopher Adrian | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed: 4/4/17 |
| Luis Barrios | Professor | John Jay College | 2014 2015 |
03/30/2017 | Filed 4/27/17 |
| Brian Borland | Div I Ftb Def Cord Rp | SUNY at Buffalo | 2015 | 03/30/2017 | Filed: 4/4/17 |
| Rafael Brea | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed 4/6/17 |
| Manuel Caraballo | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed: 4/4/17 |
| Edmond Coleman | Assoc Staff Analyst | Manhattan and Bronx Surface Transit Operating Authority | 2015 | 03/30/2017 | Filed 4/17/17 |
| Spring Cooper | Assoc Prof | CUNY School of Public Health | 2014 | 03/30/2017 | Filed: 4/4/17 |
| James Cureton | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed 4/18/17 |
| David Deasy | Mtce Supv (Str. A Carp) II | New York City Transit Authority | 2013 2014 2015 |
03/30/2017 | Filed 4/19/17 |
| James Farrell | Member | Ogdensburg Bridge & Port Authority | 2015 | 03/30/2017 | Filed: 4/3/17 |
| Alexandra Gagliotta | Assoc Project Manager 3 | New York City Transit Authority | 2014 2015 |
03/30/2017 | Filed 4/28/17 |
| Victor Gallo | Member | Nassau Healthcare Corp/Nassau University Medical Center | 2013 2014 2015 |
03/30/2017 | Filed: 4/10/17 |
| Curtis Hall | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed 3/31/17 |
| Kwame Johannes | Asst, Train Disp. (Console Op) | New York City Transit Authority | 2013 2015 |
03/30/2017 | Filed 4/19/17 |
| Phalon Johnson | Supt (Rto) | New York City Transit Authority | 2015 | 03/30/2017 | Filed 4/19/17 |
| Joseph Kayizzi | MRI Technologist | Westchester County Healthcare Corp c/o Westchester Medical Center | 2015 | 03/30/2017 | Filed 4/20/17 |
| Paul Laurent | Assoc Project Manager 1 | New York City Transit Authority | 2015 | 03/30/2017 | Filed 4/24/17 |
| Shen Han Lin | Physician | Nassau Healthcare Corp/Nassau University Medical Center | 2015 | 03/30/2017 | Filed 4/3/17 |
| Robert Lopez | Physician | Nassau Healthcare Corp/Nassau University Medical Center | 2014 2015 |
03/30/2017 | Filed 4/6/17 |
| Clement Mbom | Professor | Brooklyn College | 2012 2013 2014 2015 |
03/30/2017 | Filed 4/10/17 |
| Irvin Mendez | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed 4/27/17 |
| Leo Reilly | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed 4/13/17 |
| Kirt Roach | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed 4/20/17 |
| Michelle Sanclemente | Tech Infra Eng Spec Lvl 6 | Metropolitan Transportation Authority | 2015 | 03/30/2017 | Filed 3/31/17 |
| Jonathan Sanders | Assoc Professor / 10 Mo | SUNY Stony Brook | 2011 2012 2013 2014 2015 |
03/30/2017 | Filed 7/20/17 |
| Kurt Schmidt | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed 4/13/17 |
| Thomas Schneider | Member | Port of Oswego Authority | 2015 | 03/30/2017 | Filed 4/6/17 |
| Ivan Smith | Mtce Supv (Track) Level II | New York City Transit Authority | 2015 | 03/30/2017 | Filed: 4/5/17 |
| Aaron Todd | Professor | Baruch College | 2014 2015 |
03/30/2017 | Filed 4/14/17 |
| Sheldon Silver | Member of Assembly | State Assembly | 2011 2012 2013 |
02/13/2015 | Pending |
| Stephen Stoute | Dir Harlem Com Devel Corp | Harlem Community Develop Corp. C/O Empire State Develop Corp. | 2012 2013 |
11/12/2014 | Filed: 12/15/14 |
| Weldon Williams, III | Unit Coordinator | Hostos Commun. College | 2011 2012 2013 |
11/12/2014 | Filed: 02/20/2015 |
| Arnaldo Lopez | Supt (TA Operations) | NYC Transit Authority | 2012 | 11/07/2014 | Filed: 11/28/14 |
| Derrick O'Neal | Supt (RTO) | NYC Transit Authority | 2012 2013 |
11/07/2014 | Filed: 11/21/14 |
| John Woodruff | Admin Manager | NYC Transit Authority | 2012 | 11/07/2014 | Filed: 11/21/14 |
| Lino Vlacic | Computer SPC (SW) 4 | Manhattan & Bronx Surface Transit Operating Authority | 2012 2013 |
11/07/2014 | Filed: 11/18/14 |
| Mark Watkins | Supt Transp | Manhattan & Bronx Surface Transit Operating Authority | 2012 | 11/07/2014 | Filed: 11/13/14 |
| Stephen Roefaro | Member | State Board of Real Estate Appraisal | 2011 2012 2013 |
11/07/2014 | 2011 & 2012 Filed: 11/20/14, 2013 Filed 03/08/15 |
| Jessica Berrios | Physician | Nassau Healthcare Corp/Nassau Univ Medical Ctr. | 2011 2012 |
11/07/2014 | Filed: 11/23/14 |
| John Meringolo | Physician -P/T | Nassau Healthcare Corp/Nassau Univ Medical Ctr. | 2011 | 11/07/2014 | Filed: 11/12/14 |
| Dawn Williamson | Physician -P/T | Nassau Healthcare Corp/Nassau Univ Medical Ctr. | 2012 2013 |
11/07/2014 | Filed: 11/20/14 |
| Robert Marion, M.D. | Member | Developmental Disabilities Planning Council | 2009 2012 2013 |
11/07/2014 | Filed: 12/19/14 |
| Robin Anthony Elliott | Member-Funding Committee | Empire State Stem Cell Board | 2010 2011 2012 2013 |
11/07/2014 | Filed: 2/21/17 |
| Tracy Abamont | Member | Emergency Medical Service Council C/O NYS Dept. of Health | 2010 2011 2012 2013 |
11/07/2014 | Pending |
| William F. Schwarz | Dir Public Info | Dept. of Health | 2011 2012 2013 |
11/07/2014 | Filed: 11/20/14 |
| Michael Gonzalez | Dir, Online Business & Marketing Dev | Roswell Park Cancer Institute | 2012 2013 |
11/07/2014 | Filed: 11/24/14 |
| Diana Hannan | Sr. Staff Assoc. | SUNY Stonybrook | 2011 2012 |
11/07/2014 | Filed: 11/12/14 |
| Robert Neviaser | Div 1 Ftbl Def Cord Rp | SUNY Stonybrook | 2011 2012 2013 |
11/07/2014 | Filed: 11/17/14 |
| Ann Scheidt | Sr. Staff Assoc. | SUNY Stonybrook | 2011 2012 2013 |
11/07/2014 | Filed: 11/17/14 |
| Jean M. Tully | Coll. Physn. Asst. | SUNY Stonybrook | 2011 | 11/07/2014 | 11/13/14 |
| Kusum Mehta | Medical Spec 2 | Kingsboro Psychiatric Center | 2011 2012 2013 |
11/07/2014 | Pending |
| Dominick Galluccio | Pharmacist | Creedmoor Psychiatric Center | 2011 | 11/07/2014 | Filed: 11/21/14 |
| David Shaffer | Resch Scient 8 | Psychiatric Institute/NYS | 2011 2013 |
11/07/2014 | Filed: 12/19/14 |
| Daniel Smuckler | Psychiatrist 3 | Bronx Psychiatric Center | 2010 2011 2012 2013 |
11/07/2014 | Filed: 11/28/14 |
| Jonathan Mendell | Chf Safety & Scrty Ofcr | South Beach Psychiatric Center | 2012 2013 |
11/07/2014 | Filed: 12/08/14 |
| Frehiwot Abbay | Chf Mntl Hlth Trm Srv | NYC Children's Center | 2012 | 11/07/2014 | Filed: 11/28/14 |
| Amy Fillat | Treatment Team Leader C&YS | NYC Children's Center | 2011 2012 2013 |
11/07/2014 | Filed: 11/11/14 |
| Michael Harrigan | Treatment Team Leader C&YS | NYC Children's Center | 2011 2013 |
11/07/2014 | Filed: 1/12/15 |
| Deborah Lee | Social Work Supvr 1 | Rockland Children's Psychiatric Center | 2011 2012 |
11/07/2014 | Filed: 12/16/14 |
| Deborah Denigris | Director of Nursing | Kingsboro Psychiatric Center | 2012 | 11/07/2014 | Filed: 11/24/14 |
| Peter Savio | Program Manager | Energy Research & Development Authority | 2012 | 11/07/2014 | Filed: 11/12/14 |
| Daniel Shure | Higher Educ Officer | City Univ. of NY Central office | 2011 | 11/07/2014 | Filed: 11/17/14 |
| Steven Willner | Computer System Manager | City Univ. of NY Central office | 2011 2013 |
11/07/2014 | 2011 Filed: 11/18/14, 2013 Filed: 11/12/14 |
| Rosalyn Alexander | IT Sr. Associate | Hunter College | 2011 2012 2013 |
11/07/2014 | Filed: 11/24/14 |
| Arlene Kraat | Assoc Professor | Queens College | 2012 | 11/07/2014 | Filed: 11/15/14 |
| Maureen Becker | Chair | College of Staten Island | 2012 2013 |
11/07/2014 | Filed: 12/26/14 |
| Eduardo Rios | Ass't Vice President | Staten Island College/LAG CUNY | 2011 | 11/07/2014 | Filed: 11/12/14 |
| Theresa Williams | Admin | Medgar Evers College | 2012 | 11/07/2014 | Filed: 11/10/14 |
| Akhil Lal | Assoc. Professor & Chair | Bronx Commun. College | 2010 2011 2012 2013 |
11/07/2014 | 2010 & 2011 Filed: 11/30/14, 2012 & 2013 Filed: 11/24/14 |
| Jitinder Walia | Higher Educ. Officer | Bronx Commun. College | 2011 2012 |
11/07/2014 | Filed: 11/10/14 |
| Norma Pena-De-Llorenz | Deputy Chair | Hostos Commun. College | 2012 2013 |
11/07/2014 | Filed: 11/23/14 |
| Faustino Quintanilla | Higher Educ. Officer | Queensborough Commun. College | 2011 | 11/07/2014 | Filed: 11/11/14 |